Job Title: Operations Associate
Location (Hybrid): New York, NY
Job Type: Full-time
Compensation: $65,000 - $75,000 base salary + discretionary bonus
Description:
We are working with a leading international broker dealer firm looking for an Operations Associate. This individual will hit the ground running, working with direct trades and reporting directly to the head of operations, directly impacting firm-wide decisions.
Responsibilities:
- Oversee the booking and allocation of client accounts through CTM/Fixed Allocation or manual processes for domestic and international trades involving delivery
- Oversee trade life cycles from initial booking to settlement
- Preserve all client static data for the global markets offered such as commission rates and standing settlement instructions
- Perform reconciliations of 15a6 recorded trades
- Ensure regulatory compliance while recording fixed income trades
- Follow up with clients regarding buy-in charges, penalty claims, corporate adjustments, and pending USD cash payments
Qualifications:
- 1-4 years of operations or trade support experience
- Understanding of financial markets
- Equities experience
- Knowledge of client trade support functions
- Amazing verbal and written communication skills
Preferred:
- SIE and Series 99 (can sponsor)
