Job Title: Market Surveillance Specialist
Location: London, UK
About the Company: Our client is a leading financial services firm specialising in market making and high-frequency trading.
Role Overview: We are seeking a highly skilled Market Surveillance Specialist to join our client's growing team in London. This role requires a strong regulatory background and involves monitoring and analysing trading activities to ensure compliance with regulatory requirements and internal policies.
Key Responsibilities:
- Conduct market surveillance across multiple EU & UK regulated entities
- Monitor and analyse trading activities to detect and prevent market abuse
- Ensure compliance with regulatory requirements and internal policies
- Collaborate with internal and external stakeholders to address regulatory issues
- Provide insights and recommendations to improve market surveillance processes
- Cover multilateral trading facilities (MTFs), agency execution, trading, and Systematic Internaliser (SI) activities
Qualifications:
- 5+ years of regulatory experience, ideally with FCA experience
- Strong understanding of market surveillance and regulatory compliance
- Experience working with multilateral trading facilities (MTFs), agency execution, trading, and SI activities
- Excellent analytical and problem-solving skills
- Strong communication and collaboration abilities
