Role: Compliance Advisor
Location: Frankfurt
Salary: Competitive and Candidate Dependent
We are currently representing a global investment management firm offering a wide range of financial products and services. Serving both individual and institutional clients, the firm specializes in asset allocation, portfolio management, and financial advisory. With tailored investment strategies and a focus on sustainable, long-term growth, our client is dedicated to helping clients achieve their financial goals while maintaining a strong commitment to fiduciary responsibility.
The Role
- Being the point of local compliance support for the German regulated business.
- Ensure the regulatory obligations are aligned.
- Maintain compliance policies and procedures including AML, AB&C, Market Abuse, etc.
- Maintain an effective compliance monitoring program.
- Conduct efficient compliance monitoring reviews.
- Act as the compliance point of contact for the external DPOs and MLROs.
- Work closely with the global director of compliance Europe.
The Candidate
- At least 3 years of experience in compliance, preferably within the funds industry.
- Sound understanding of the local regulatory framework applicable to the German KVG
- Strong knowledge of AIFM.
- Good experience and knowledge of KAGB, MaRisk, KAIT.
- Strong communication skills and ability to deliver efficient messages to multiple departments across the local and global business.
- Fluency in German and English.
- Educational background in Legal, Compliance, or Finance.
